Capital Markets & Securities

We advise issuers, shareholders, investors, and other market participants on a broad range of capital markets and securities matters. Our services cover transaction structuring, regulatory compliance, documentation, and ongoing advisory throughout the transaction lifecycle.

Scope of services ↓
Editorial photograph for Capital Markets & Securities

Capital Markets Advisory & Regulatory Compliance

  • Initial Public Offerings (IPO) and public offerings
  • Rights issues and other equity offerings
  • Bond and debt securities offerings
  • Private placements and other securities transactions
  • Capital markets transaction structuring
  • Regulatory and securities law compliance
  • Public company and listed company regulatory matters
  • Corporate actions and disclosure requirements
  • Shareholding and ownership matters
  • Ongoing obligations and reporting requirements
  • Regulatory filings and approvals
  • Legal due diligence and risk assessment

Securities Transactions & Documentation

  • Preparation and review of offering and transaction documents
  • Underwriting and securities-related agreements
  • Investment and subscription agreements
  • Shareholders’ and investor agreements
  • Prospectus and disclosure documentation
  • Legal opinions and transaction closing documentation
  • Negotiation with underwriters, financial advisers, investors, and other transaction parties
  • Securities-related corporate actions
  • Advice on securities compliance and potential violations
  • Capital markets disputes and regulatory investigations

Discuss your next step.

Schedule an online consultation with the JHY team.

Book a consultation